Department of Education Distributes “Dear Colleague” Letter Discussing AI And Use of Federal Funds by Schools

In a “Dear Colleague” letter dated July 22, 2025, the U.S. Department of Education (“DOE”) issued guidance on the use of federal grant funds to improve education outcomes using artificial intelligence (“AI”).  The letter articulates the DOE’s commitment to educational excellence, innovation, and opportunity for every learner and encourages federal grantees to explore how AI can enhance teaching and learning, expand access, and support teachers without replacing the critical role played by educators in the American school system.

The letter affirms that AI may be used so long as the uses are allowable under existing federal education programs and align with applicable statutory and regulatory requirements.  The first applicable guidance addresses the allowable uses of funds and grants for instructional materials. These uses include: (1) development or procurement of AI-powered instructional tools that adapt to learner needs in real time; (2) expansion of access to high-quality, personalized learning materials across all subjects, grade levels, and learning environments; and (3) training of educators, providers, and families to use AI tools effectively and responsibly.

The second set of guidelines authorize the use of funds and grants for high-impact tutoring options, such as: (1) intelligent tutoring systems that provide individualized academic support with real-time assessment; (2) hybrid models where human tutors are complemented by AI-based learning platforms; and (3) diagnostic and scheduling tools that use AI to match learners with tutoring services based on need.

The final category outlines authorized uses of AI for college and/or career pathway exploration, advising, and navigation, including: (1) platforms that leverage AI to help students identify career interests, explore pathways, and make informed choices; (2) virtual advising systems that guide students through course planning, financial aid, and transitions to postsecondary education or careers; and (3) predictive models that support educators in identifying students in need of additional advising or support services.

The letter affirms “principles for responsible use” involving AI-related educational initiatives. Those initiatives must be educator-led, ethical, accessible, transparent, explainable, and data-protective; should support teachers, providers, tutors, advisors, and education leaders and that educators should help students navigate AI to evaluate validity and understand the appropriate use of AI; should ensure that all AI tools or systems utilized in the education system are accessible for those who require digital accessibility accommodations; and should be transparent for stakeholders, especially parents, so that they understand how the systems function and can participate meaningfully in decisions about the adoption/development of new technologies in the classroom.  Finally, the letter reminds school districts that all AI systems must comply with federal privacy laws including the Family Educational Rights and Privacy Act (FERPA).

In the context of federal funding and grants, the DOE letter outlines how school districts may utilize those funds and grants regarding AI.  Other than authorizing recipients for training families to “use AI tools effectively and responsibly”, it does not explicitly address how school districts may respond to incidents of student conduct involving their use of AI to generate classroom work.  That is the subject of ongoing development by school districts. Last Fall, the United States District Court in Massachusetts rejected a claim for an injunction based on allegations that a school district had violated the Fourteenth Amendment’s Due Process Clause when it penalized a student for cheating by submitting AI-generated material as his own work.  Harris v. Adams, 757 F. Supp. 3d 111 (D. Mass. 2024).

We are pleased to advise Massachusetts school districts on issues related to the application of federal and state funding and grants, as well as on the proper role of AI in schools.

This update is provided for informational purposes only and should not be considered legal advice.

Federal Court Clarifies When Contract Negotiations May Establish a “Property Right” in Employment That is Protected by the Due Process Clause

On July 14, 2025 the United States District Court of Massachusetts issued a decision that clarifies past rulings holding that public employees in particular circumstances have a “property right” in their employment under the Fourteenth Amendment’s procedural due process guarantee. The plaintiff sued the City of Easthampton, the Easthampton School Committee, several individual Committee members, and the City’s Mayor. The complaint alleged several claims based on the Committee’s refusal to hire the plaintiff as Superintendent of Schools, including one based on the Fourteenth Amendment’s Due Process Clause.

In February 2023, the plaintiff had been interviewed by the School Committee for the job and then voted to offer the job to him. The plaintiff was informed of the Committee’s decision; was told that the position had a yearly salary of $151,000; and was informed that the contract would be for a period of three years. The plaintiff verbally indicated that he would accept the job, and the Committee responded that it would send him a written employment contract with minor details to be further negotiated.

A proposed contract was emailed to the plaintiff the following day by a School Committee member’s assistant and he responded to the email by addressing the recipients as “Ladies.” His email requested changes related to compensation, vacation, and sick time.

During its discussion of his response, members asserted that the plaintiff’s use of “Ladies” in his email was “unprofessional and dismissive.” A Committee member added that she was “insulted” and “terrified of [Plaintiff’s] behavior” and suggested that the Committee should rescind the employment offer as opposed to having to go through a termination procedure at a later date. The Committee voted five to one (with one abstention) to rescind the decision to hire the plaintiff. He was told that his use of the term “Ladies” was unprofessional and dismissive, and constituted a microaggression. Although he apologized, he was informed that a vote had already been taken and that he would not be hired.

In the lawsuit the defendants filed a motion to dismiss and the court addressed the Due Process claim. Applying the lenient standard for a plaintiff at the pleadings stage, the court assumed that the alleged facts were true. It also took into account the Committee’s meeting minutes because they are a matter of public record, were fairly incorporated into the complaint, and were produced in their entirety by the defendants as attachments to their motion.

The court noted that the plaintiff’s Due Process claim requires that he establish that (1) he was deprived of a protected property interest under State law; and (2) the deprivation occurred without adequate procedural due process. While a simple breach of contract does not amount to an unconstitutional deprivation, in the context of public employment an employee may possess a property interest in continued employment that is created by contract. The court ruled, however, that the contract did not yet exist. The plaintiff had argued that although he had not signed the employment contract that was sent to him, his ensuing communications with the Committee constituted a counteroffer that created a valid contract. The court noted that under Massachusetts law a counteroffer can constitute an executed agreement if all material or essential terms of the employment contract are agreed to by both parties but that the parties must have progressed “beyond the stage of imperfect negotiation.” Because they had not yet agreed on the material terms the court decided that a valid contract was never created. It emphasized that the plaintiff’s requested salary increases actually showed that the agreement’s most essential term – compensation – had not yet been established and that his email was insufficient to create an enforceable contract.

The court further pointed to established Massachusetts policy that a party seeking to enforce a contract with a governmental entity must comply with statutory contracting requirements. It observed that G.L. c. 71 §§ 41 and 59 require that the School Committee fix the superintendent’s salary and formally offer an approved contract.

The Court therefore dismissed the Due Process claim. Because the other claims were brought under Massachusetts state law and were subject to the federal court’s discretionary supplemental jurisdiction, it dismissed those without prejudice to their being re-filed in State court should the plaintiff choose.

While this decision is highly fact-specific, it illustrates the care with which public employers should carry on contract negotiations with non-union employees.

We are pleased to represent public employers in all aspects of entering into and enforcing employment contracts.

This update is provided for informational purposes only and should not be considered legal advice.

VDH Attorney Contributes to American School Board Journal

The August 2025 edition of the American School Board Journal (ASBJ) features an article by VDH attorney Jennifer King regarding student discipline practices. Ms. King’s article, “Rethinking Student Discipline” is available in the print edition and online here: https://www.nsba.org/resources/asbj/asbj-august-2025/august-2025-school-law-rethinking-student-discipline

ASBJ is an award-winning education magazine founded in 1891 providing nearly 100,000 school board members and administrators with practical advice and updates on school matters.

Nick Dominello Presents at 2025 Massachusetts Association of School Committees (“MASC”) Summer Institute

On Saturday, July 19, 2025 Nick presented at the MASC Summer Institute in Springfield.  Nick gave a presentation on public sector collective bargaining.

Supreme Court Holds that Educational Service Based Claims Filed under the ADA and Section 504 by Disabled Students Should not be Held to a Higher Standard

On June 12, 2025 the Supreme Court issued an important decision deciding the standard of proof a student/family must in order to establish a claim for damages under the Americans With Disabilities Act (“ADA”) or under Section 504 of the Rehabilitation Act alleging that they have been unlawfully denied educational services. In A.J.T. v. Osseo Area Schools, Independent School Dist. No. 279, No. 24-249 (June 12, 2025), the Court held that these educational services claims should be subject to the same standards that apply to other disability discrimination claims – “deliberate indifference” by the school – and are not subject to a heightened standard requiring proof that the school acted with “bad faith or gross misjudgment”.

A.J.T. is a teenage girl who suffers from a rare form of epilepsy that severely limits her physical and cognitive functioning. She requires assistance with everyday tasks like walking and toileting and suffers from seizures throughout the day. Her seizures are so frequent in the morning that she can’t attend school before noon; however, she is alert and able to learn from noon to about 6 p.m.

For the first few years of her schooling, A.J.T.’s parents and educators accommodated her condition by allowing her to avoid activities before midday and to receive evening instruction at home. A.J.T. moved to Minnesota in 2015 and enrolled in the Osseo Area Public Schools. Osseo denied her parents’ accommodation request that under A.J.T.’s IEP she receive evening instruction. After Osseo proposed that the length of A.J.T.’s school day be reduced further A.J.T.’s parents filed a claim alleging that the school’s decision denied A.J.T. a free appropriate public education under the IDEA, 20 U.S.C., § 1400. An administrative law judge determined that the District had violated the IDEA and the District Court and Court of Appeals each affirmed this decision.

A.J.T. and her parents then sued Osseo for damages alleging violations of Title II of the ADA and Section 504 of the Rehabilitation Act. The District Court entered summary judgment against them after ruling that they had failed to satisfy a standard requiring “bad faith or gross misjudgement” and the Court of Appeal affirmed.

The Supreme Court granted certiorari and held that ADA and Section 504 damages claims based on denial of educational services are subject to the same standards that apply in other disability discrimination cases. The Court reasoned that there was no language in either the ADA or Section 504 suggesting that these claims are subject to a different and more demanding level of proof.

The Court pointed to the substantive provisions of both Title II and Section 504, which by their plain terms, apply to “qualified individual[s]” with disabilities. The Court’s analysis found there is no textual indication that the protections of either disability discrimination statute apply with lesser force to certain qualified individuals bringing certain kinds of claims. In other words, the law does not distinguish based on the context in which a claim is brought under either statute.

The Court further explained that there also is nothing in the IDEA, 20 U.S.C. §1415(l), which states that it “shall be construed to restrict or limit the rights, procedures, and remedies available under the Constitution, the ADA, title V of the Rehabilitation Act, including §504, or other Federal laws protecting the rights of children with disabilities, except that before the filing of a civil action under such laws seeking relief that is also available under the IDEA, the IDEA’s administrative procedures shall first be exhausted.” The Court stated that the plain text of §1415(l) makes it clear that a plaintiff who seeks relief available under the IDEA is also entitled to independent ADA and Rehabilitation Act claims for damages.

In summary, where a school district is found to have violated a student’s right to receive educational services under IDEA, a claim for damages under the ADA or Section 504 is subject to the same standard of “deliberate indifference” as applies to other ADA and 504 discrimination claims.

This case is simply another illustration of the care which is required by federal law of school officials in addressing the educational services needs of students with disabilities and the potential consequences of not doing so.

We are pleased to provide legal guidance to school districts in this highly nuanced and complex area of the law.

This update is provided for informational purposes only and should not be considered legal advice.

Supreme Court Rules Public Schools Must Allow Parents to Opt Children Out of Curriculum Involving LGBTQ+ Books

On June 27, 2025, the U.S. Supreme Court issued a decision in Mahmoud v. Taylor, No. 24-297 (2025) concerning curriculum opt outs. The case focused on a Maryland public school district’s decision to stop allowing families to opt children out of class time spent on texts featuring LGBTQ+ characters and stories. The policy change was challenged by a group of parents who objected to the messages of the books on the basis of religion. The Court ruled in favor of the parents, stating they needed to be notified in advance if such materials were going to be used and allowed to excuse their children from class. The holding of Mahmoud impacts board decisions regarding curriculums and policy and addresses some situations where opt-out policies may be required.

The Montgomery County Board of Education (the “Board”) first introduced the selected LGBTQ+ texts during the 2022-2023 school year to increase representation in the English and Language Arts curriculum. The texts highlighted LGBTQ+ characters and stories, including stories featuring same sex marriage and discussions of gender. While the Board originally allowed parents to opt their children out of class time spent reading and discussing the texts, it later moved to end the policy over concerns of classroom disruption given the number of absent students and the “social stigma and isolation” of students who identified with the books and noted their classmates’ absence. While the policy change was implemented at all grade levels, Mahmoud focused on the elimination of the opt-out policy for classrooms from kindergarten through fifth grade. Opt-out policies continued for sexual health curriculums, as required under Maryland law.

In its opinion, the Court addressed the Free Exercise Clause of the First Amendment, which protects the rights of individuals to freely exercise their religion. The Court reaffirmed the parental right to direct the religious education of children and noted that “[t]he question in cases of this kind is whether the educational requirement or curriculum at issue would substantially interfer[e] with the religious development of the child or pose a very real threat of undermining the religious beliefs and practices the parent wishes to instill in the child.” The Court’s analysis is factually intensive, referencing books and instructional materials, as well as quoting portions that question gender and sexuality and accept conclusions that do not align with all religious doctrines.

In considering whether the Board substantially interfered with the parents’ religious development of their children, the Court heavily relied upon its 1972 decision Wisconsin v. Yoder, in which an Amish community successfully challenged a Wisconsin law requiring students to attend private or public school. In Yoder, the Court noted that high school education “plac[ed] Amish children in an environment hostile to Amish beliefs . . . with pressure to conform to the styles, manners, and ways of the peer group” and “[took] them away from their community, physically and emotionally, during the crucial and formative adolescent period of life,” thus posing a “serious barrier” to integrating the children into the Amish religion. Contrary to the lower courts, the Supreme Court reasoned the general protections recognized in Yoder encompass even the more specific challenge seen in Mahmoud, thus supporting a finding that without the opt-out policy, the Board burdened the parents’ religious exercise.

The Court ruled that parents should not have to “counteract” teaching at home and referenced the state’s supposed “coercive power” in public schools, noting the age of the students in Mahmoud, their impressionability, and their inherent trust in teachers in a classroom setting. The Court also acknowledged that children must attend some form of school as required under Maryland law, and that “[p]ublic education is a public benefit . . . [which] the government cannot condition . . . on parents’ willingness to accept a burden on their religious exercise.”  The Court also rejected offering homeschool or private school as alternatives due to the increased associated costs for parents.

In reasoning that the burden placed on the parents in Montgomery County was of the “same character as that imposed in Yoder,” the Court declined to assess whether “the law at issue is neutral or generally applicable.” Instead, the Court noted that opt outs are still available for sexual education courses, as required under Maryland Law, and that “[s]everal States across the country permit broad opt outs from discrete aspects of the public school curriculum without widespread consequences.” Thus, the Court determined the policy was not “narrowly tailored” in such a way to pass muster with the Free Exercise clause.

The Court’s characterization of Yoder and decision in Mahmoud creates some uncertainty in exactly how this factually intensive analysis will apply to other public school districts and their respective policies. School districts should aim to examine curriculum in order to best assess where opt-out opportunities may be implemented and to establish reasonable rationale for why opt-out options may not be offered. Additionally, it is unclear whether the reasoning in Mahmoud will prove to be as supportive of opt-out policies at higher levels of education. This is developing case law that will likely lead to additional challenges in the coming years, and we will continue to provide relevant updates as needed.

If you have questions regarding opt out policies and/or the school law generally, please contact any of our attorneys.

This update is provided for informational purposes only and should not be considered legal advice.

SJC Decision Clarifies the Law Regarding a Retiree’s Entitlement to Group Health Insurance. The Retiree Had Resigned From Employment And Elected Not to Continue on the Group Plan Under the “Deferred Retirement” Rules But Chose Instead to Apply at the Time of Actual Retirement

In a decision issued on June 18, 2025 the Supreme Judicial Court has clarified a provision in the group health insurance law, G.L. chapter 32B. The relevant provision is G.L. c. 32B, § 9, which governs the group health insurance rights of retirees.

In Cannata v. Town of Mashpee, No. SJC-13637 (June 18, 2025), the court was asked to decide how section 9 applies to a retiree’s eligibility where the retiree had voluntarily left employment, did not continue on the group plan under the “deferred retirement” law, subsequently retired, and sought to enroll in the former employer’s group health plan.

Section 9, first paragraph, entitles an employee who retires while employed to continue on the plan provided that the employee pays the full premium.[1] At issue in Cannata was the third paragraph of §9. That paragraph allows an employee who voluntarily leaves employment and who defers retirement to continue on the group health plan by paying the full premium. In Cannata the employee had left his employment with the Town and had chosen not to continue on its plan. After retiring he sought to enroll but the former employer Town denied his application on the grounds that he was ineligible under its established unwritten practice where the retiree had not continued on the plan when leaving employment.

The retiree brought a lawsuit and the Superior Court dismissed his complaint for failure to state a claim because he had not alleged his compliance with the steps required to continue his coverage when he voluntarily resigned. After the retiree appealed to the Appeals Court, the SJC assumed jurisdiction of the appeal on its own initiative.

The court pointed out that the first paragraph of §9 requires that an employee on the group health plan at the time of retirement is entitled to remain on the plan by paying the applicable premium. The court held that this paragraph “imposes a requirement that the municipality’s group policy must be continued in retirement — not a requirement as to who is eligible for such coverage” [emphasis added]. It therefore ruled that a retiree who is not on the plan at the time of retirement “may be lawfully excluded under a reasonable municipal regulation, without running afoul of §9, first par.” [emphasis added].

Turning to the third paragraph of §9 covering deferral of retirement, the court observed that this paragraph “does not apply to Cannata because, at the time he sought to enroll in the town’s group health insurance plan, he had retired.” It held that the trial court’s dismissal therefore was error because Cannata’s failure to comply with the third paragraph’s steps are inapplicable to a retiree who applies for coverage at the time of retirement. The court decided that the retiree’s claim “depends entirely on the town’s regulations and policies”, noting that where the statute is silent “the issue is left to local discretion.”

The court then addressed what an applicant must allege in a complaint based on these circumstances. The court held that it is not enough for a retiree to allege the absence of a policy barring enrollment. It held, instead, that the complaint must allege “facts plausibly suggesting the existence of a policy permitting enrollment by a retiree following a deferred retirement during which the retiree was not enrolled” [emphasis in original]. Because the retiree had not made these allegations the court affirmed the dismissal, although it ordered that the retiree be given the opportunity to amend his complaint.

This case clarifies that §9 does not address the eligibility for group health insurance of a retiree who resigns before retirement and does not continue on the group health plan under the third paragraph. That, instead, is left to the rules and practices of the municipal employer. It should be noted that the allegations in Cannata indicated that the Town’s policy/practice was not “written”. Although the court did not explicitly address this factor, the better practice clearly is to establish the rules in writing. Among other advantages this gives all persons notice of the rules and also minimizes the sorts of conflicting reasons given for denial that were alleged in this case.[2]

We are pleased to provide advice to public employers regarding group health insurance and contributory retirement.

This update is provided for informational purposes only and should not be considered legal advice.

[1] Sections 9A and 9E are local acceptance laws that allow the employer to pay half or more than half the applicable premium, respectively. Nothing in the Cannata decision affects these provisions.

[2] In Cioch v. Treasurer of Ludlow, 449 Mass. 690 (2007), the court rejected a challenge to a municipal policy “first reduced to writing in 1999, [that] has the effect of denying enrollment to retirees who were not enrolled at the time of retirement.” As the court noted, these regulations must be “reasonable”. They also cannot conflict with the provisions in chapter 32B.

Summer To-Dos for School Districts

As our school districts prepare for the start of the 2025-2026 school year, the summer presents a great opportunity to review and revise district documents to comply with federal and state laws and regulations and to codify best practices going forward. Here are a few areas that typically warrant review:

Student Handbooks and Educational Service Plans

State law requires that school councils review student handbooks each year to consider changes in policies to take effect the following September. Additionally, all school buildings are required by law to have written educational service plans detailing available alternative educational services for students removed from school longer than ten (10) days. The attorneys in our office are available to review these documents and recommend changes for the 2025-2026 school year.

School Committee Policies

Depending on the issues your School Committee and district may have faced recently, as well as recent changes to federal regulations, the School Committee may want to consider reviewing and updating certain policies. School Committee policies that have required the most updates in the last year include:

  • Non-Discrimination on the Basis of Sex (Title IX)
  • Staff Conduct
  • Relations with Parent/Booster Organizations
  • English Learner Education
  • Library Materials Section and Adoption, Library Resources
  • Public Comment at School Committee meetings

Bullying Plans and Policies

State law requires that school districts review their bullying plans and policies every two years. If the 2025-2026 school year falls on your district’s year for review, our attorneys would be pleased to assist in the review of your current bullying plans and policies and recommend changes where needed.

Student Disciplinary Notices and Hearings

School districts must comply with federal and state laws and regulations in addressing student discipline. In the past year, school districts have experienced an increase in complaints with DESE’s Problem Resolution System (“PRS”), the Bureau for Special Education Appeals (“BSEA”) and federal and state courts regarding student discipline. The attorneys in our office are available to review and revise disciplinary notice templates for compliance with current legal requirements. In addition, we provide training for new and experienced administrators on the proper procedures and requirements for disciplining students, including students with IEPs.

Please contact us for administrator training, assistance in reviewing and revising current policies and procedures, and for assistance on other areas of school law in preparation for the 2025-2026 school year.

This update is provided for informational purposes only and should not be considered legal advice.

Supreme Judicial Court Effectively Reverses Appeals Court Decision That Had Addressed the Three-Stage Burden Shifting Test Applicable to Charges Alleging Retaliation for Union Activity Based on Circumstantial Evidence

The Supreme Judicial Court has effectively reversed an Appeals Court decision regarding retaliation claims under G.L. chapter 150E that was issued literally one year earlier to the day.

In City of Newton v. Commonwealth Employment Relations Board (“CERB”), 104 Mass.App.Ct. 203 (2024), the Appeals Court had reversed a decision by the CERB. That decision, in turn, had reversed a DLR hearing officer’s ruling regarding the three-stage burden shifting test that applies to a charge of unlawful retaliation for the exercise of rights protected by chapter 150E where the claim relies on circumstantial evidence. The charge was based on the unilateral transfer of a police officer from the day shift to the night shift, allegedly in retaliation for union activities. The hearing officer ruled that the employee had failed to meet his third stage burden of proof – that “but for” his union activities the officer would not have been transferred – after finding that the City had rebutted the officer’s case at the second stage with evidence of poor work performance.[1]

The Appeals Court reversed the CERB’s decision regarding the first stage requirement that the charging party show an “adverse action” affecting the employee. It did so by ruling that where the officer received a pay increase under the collective bargaining agreement as a result of the transfer, there was no “adverse action” as required. While unnecessary to its decision the court also held that the City-employer as a matter of law had met its second stage burden of showing a legitimate/non-pretextual reason for the transfer. The court’s ruling was based on evidence that the officer had a documented record of an unprofessional altercation with a supervisor and prior noncompliance with protocols, as well as on the hearing officer’s decision to credit the testimony of the investigating officer and the lack of evidence of a retaliatory motive.

The Supreme Judicial Court granted an application for further appellate review. In City of Newton v. CERB, No. SJC-13655 (May 22, 2025) the court has affirmed the CERB and effectively reversed the Appeals Court’s decision. It held that, measured by the “substantial evidence” test, the Appeals Court was required to defer to the CERB’s evaluation of the three stages even though a contrary decision might also “find[] support in the administrative record”.

Applying this standard of review, the court held that the CERB was not obligated to rule that the officer failed to show an adverse action at the first stage simply because his transfer to the night shift resulted in a pay increase under the City’s applicable agreement with the officer’s union. Agreeing that “one factor” in the assessment might be the employer’s compliance with an agreement and the resulting benefit of a pay increase, the court observed that other evidence showed disadvantages in a transfer to the night shift regarding time off and schedule irregularity. The court decided that the CERB plausibly could determine that this was enough to meet the officer’s burden of showing an “adverse action” at the first stage. It also rejected the City’s argument that the officer’s poor performance record mandated a conclusion that he had not satisfied his burden at the first stage, because the charging party is not required “to prove a good work record”.[2]

Moving to the second stage requirement that the employer produce evidence of a legitimate reason for the decision, the court held that the CERB properly determined that the City had not satisfied the employer’s burden at this stage. Again applying the “substantial evidence” test for judicial review, the court found that the City presented no evidence that it took the officer’s prior performance into account when it made the transfer decision and that the CERB properly could find a failure to meet the second stage burden.

This ruling is instructive regarding the standard under which the courts review an agency’s assessment of the three-stage burden shifting test for chapter 150E retaliation claims based on circumstantial evidence. That includes judicial deference to the agency’s latitude in evaluating the evidence at each stage. It also provides guidance as to how a retaliation case can be defended and argued at a hearing.

Obviously, these cases are highly dependent on their specific facts and legal advice should be sought in assessing any given claim.

If you have any questions about the content of this update, please contact us. We are pleased to assist public employers with all issues related to the collective bargaining relationship under chapter 150E.

 

 

[1] The hearing officer had found that the officer met his first-stage burden of showing an adverse action but that the City had rebutted this at the second stage by showing a poor work record. After both parties appealed to the CERB, it affirmed the hearing officer’s first stage ruling but reversed her second stage ruling.

[2] The Appeals Court had reached the same conclusion regarding this argument.

 

 

This update is provided for informational purposes only and should not be considered legal advice.

Appeals Court Issues Decision Clarifying in Detail the Attorney-Client Privilege of Municipal Entities

In a decision issued on March 28, 2025 a panel of the Massachusetts Appeals Court has analyzed in detail the attorney-client privilege of municipal entities. Kay v. Town of Concord, No. 23-P-1271 (2025), involved an appeal from a Superior Court judgment that the plaintiffs were not entitled to obtain unredacted emails involving communications between Town officials regarding a public dispute regarding a trail in the Town and abutting property owners. The Town had redacted the emails in response to a discovery request and a later request under the Public Records Law on the basis that they were communications covered by the Town’s attorney-client privilege and by the work product doctrine (both of which municipal privileges had been established by prior decisions).

On appeal the Appeals Court affirmed in part and reversed in part. The court first rejected the plaintiffs’ argument for a per se rule that the privilege could not apply to all emails that did not involve the Town’s attorney. Noting prior decisions at odds with this argument, the court observed in addition that there was no dispute that the Town is a “client” or that the Town Manager and members of the Select Board are the Town’s “agents”. The court pointed out that in order for the Town to obtain legal advice or to discuss taking action based on that advice, some discussions “will necessarily be outside of direct communications with counsel.” The court therefore held that “when the town manager and members of the select board communicate amongst themselves for the purpose of obtaining legal services, … those communications may be protected by the [Town’s] attorney-client privilege” even if the Town’s attorney is not on the communications.

Next, the court noted that it was not expanding the generally narrow scope of the attorney-client privilege but that, instead, the Town had to show that each of the communications still meets the requirements of that privilege. It observed that the absence of counsel in a communication is one relevant factor. In those circumstances the court held that “the ultimate standard” is “whether the communication revealed legal advice from, or the intent to request legal advice from, an attorney in some fashion.” Examining each email closely the court ruled that four emails met this test. It decided, however, that others did not. The court pointed out that “prior consultation with town counsel on a particular subject does not magically cloak all future discussions among municipal officials on that same issue”. Instead, these emails were “mere deliberations and musings among town officials” about “what to do with the trail” that would not have been privileged “even if town counsel is included.” In a footnote the court observed that “this is not a case where town officials communicated with each other at the behest of counsel to gather more information.”

The court also found that one email refers to information gathered by a town employee at counsel’s request. It held that because the email reveals “town counsel’s mental impressions” it fits within the Town’s separate work product privilege.[1]

One of the Justices also issued a concurring opinion emphasizing that the court’s ruling is consistent with the narrow scope of what is covered by the attorney-client privilege.

This is the first appellate decision that examines in detail the application of these privileges to municipal communications. It is unclear whether any party will seek further appellate review by the Supreme Judicial Court or whether such an application would be granted. Absent that, however, this decision provides important guidance to municipal/school officials regarding what is and is not covered by the attorney-client privilege and by the work product doctrine, both in terms of a public records request and in ensuring that communications will be considered privileged. There are nuances which are likely to vary from case to case and any doubts should be resolved by seeking the advice of counsel.

We are happy to provide advice in these and related areas to public entities and bodies.

[1] The court flatly rejected an argument by the plaintiffs that the Open Meeting Law is a “statutory waiver” of the Town’s attorney-client privilege, finding instead that the Law’s 2010 revision actually “strengthened” the privilege.

This update is provided for informational purposes only and should not be considered legal advice.